AI assistant
KROGER CO — Director's Dealing 2018
Jul 17, 2018
30047_dirs_2018-07-17_94050f8d-b21f-48d7-81a2-da9f8587234d.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KROGER CO (KR)
CIK: 0000056873
Period of Report: 2018-07-13
Reporting Person: Tuffin Mark C (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-07-13 | Common Stock | A | 16756 | $0.00 | Acquired | 178125 | Direct |
| 2018-07-13 | Common Stock | F | 6550 | $28.05 | Disposed | 171575 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-07-13 | Non-Qualified Stock Option | $28.05 | A | 40561 | Acquired | 2028-07-13 | Common Stock (40561) | Direct |
Footnotes
F1: Restricted stock awarded pursuant to a long-term incentive plan of The Kroger Co. The restrictions on these shares lapse in equal annual installments in whole amounts over a four-year period, at the rate of 25% per year commencing one year from the date of the award.
F2: Payment of tax liability associated with restricted stock.
F3: These options were granted under a long-term incentive plan of The Kroger Co. and vest in equal annual installments over a four-year period, at the rate of 25% per year commencing one year from the date of the grant.