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KROGER CO — Director's Dealing 2018
Feb 20, 2018
30047_dirs_2018-02-20_41d12d38-6c0c-4596-b708-7ae5d3b40a4c.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: KROGER CO (KR)
CIK: 0000056873
Period of Report: 2018-02-03
Reporting Person: Clark Robert W (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-12-01 | Common Stock | G | 2340 | $0.00 | Disposed | 117440.446 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-Qualified Stock Option | $11.17 | 2019-06-25 | Common Stock (14500) | 14500 | Direct |
| Non-Qualified Stock Option | $10.08 | 2020-06-24 | Common Stock (14500) | 14500 | Direct |
| Non-Qualified Stock Option | $10.08 | 2020-06-24 | Common Stock (7000) | 7000 | Direct |
| Non-Qualified Stock Option | $10.94 | 2020-09-16 | Common Stock (7000) | 7000 | Direct |
| Non-Qualified Stock Option | $12.37 | 2021-06-23 | Common Stock (14500) | 14500 | Direct |
| Non-Qualified Stock Option | $12.37 | 2021-06-23 | Common Stock (8000) | 8000 | Direct |
| Non-Qualified Stock Option | $11.76 | 2021-12-08 | Common Stock (10000) | 10000 | Direct |
| Non-Qualified Stock Option | $10.98 | 2022-07-12 | Common Stock (16000) | 16000 | Direct |
| Non-Qualified Stock Option | $15.75 | 2023-03-14 | Common Stock (20000) | 20000 | Direct |
| Non-Qualified Stock Option | $15.75 | 2023-03-14 | Common Stock (5000) | 5000 | Direct |
| Non-Qualified Stock Option | $18.88 | 2023-07-15 | Common Stock (30000) | 30000 | Direct |
| Non-Qualified Stock Option | $24.665 | 2024-07-15 | Common Stock (30000) | 30000 | Direct |
| Non-Qualified Stock Option | $38.33 | 2025-07-15 | Common Stock (29970) | 29970 | Direct |
| Non-Qualified Stock Option | $37.48 | 2026-07-13 | Common Stock (57030) | 57030 | Direct |
| Non-Qualified Stock Option | $22.92 | 2027-07-13 | Common Stock (105074) | 105074 | Direct |
Footnotes
F1: The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be 'tax-conditioned plans' pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.
F2: These options were granted under a long-term incentive plan of The Kroger Co. and vest in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.
F3: These options were granted under an option plan of The Kroger Co. and vest in equal annual installments in whole share amounts over a three-year period, at the rate of one-third per year commencing one year after the date of grant, with the remainder vesting three years from the date of grant.