AI assistant
KROGER CO — Director's Dealing 2018
Mar 16, 2018
30047_dirs_2018-03-16_8c9a2ff3-d4c8-4208-930c-abb0b753d1af.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: KROGER CO (KR)
CIK: 0000056873
Period of Report: 2018-03-15
Reporting Person: McKinney Stephen M (Senior Vice President)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 130786.4781 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-Qualified Stock Option | $10.08 | 2020-06-24 | Common Stock (2800) | Direct | |
| Non-Qualified Stock Option | $12.37 | 2021-06-23 | Common Stock (3200) | Direct | |
| Non-Qualified Stock Option | $10.98 | 2022-07-12 | Common Stock (9600) | Direct | |
| Non-Qualified Stock Option | $18.88 | 2023-07-15 | Common Stock (16000) | Direct | |
| Non-Qualified Stock Option | $19.995 | 2023-12-12 | Common Stock (20000) | Direct | |
| Non-Qualified Stock Option | $24.665 | 2024-07-15 | Common Stock (21000) | Direct | |
| Non-Qualified Stock Option | $38.33 | 2025-07-15 | Common Stock (20993) | Direct | |
| Non-Qualified Stock Option | $37.48 | 2026-07-13 | Common Stock (36260) | Direct | |
| Non-Qualified Stock Option | $22.92 | 2027-07-13 | Common Stock (43546) | Direct | |
| Phantom Stock | $ | Common Stock (4076.26) | Direct |
Footnotes
F1: The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be 'tax-conditioned plans' pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.
F2: These options were granted under a long-term incentive plan of The Kroger Co. and vest in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.
F3: These options were granted under a long-term incentive plan of The Kroger Co. and vest in equal annual installments in whole share amounts over a three-year period, at the rate of one-third per year commencing one year after the date of grant, with the remainder vesting three years from the date of grant.
F4: Each share of phantom stock is the economic equivalent of one share of The Kroger Co. common stock. Shares of phantom stock will be settled in cash upon the reporting person's retirement or other termination of service.