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KROGER CO — Director's Dealing 2018
Mar 19, 2018
30047_dirs_2018-03-19_48a304ec-cb38-466b-8162-543f2840d457.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KROGER CO (KR)
CIK: 0000056873
Period of Report: 2018-03-15
Reporting Person: McKinney Stephen M (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-03-15 | Common Stock | A | 9522 | $0.00 | Acquired | 140308.4781 | Direct |
| 2018-03-15 | Common Stock | A | 2362 | $0.00 | Acquired | 142670.4781 | Direct |
| 2018-03-15 | Common Stock | F | 1186 | $23.63 | Disposed | 141484.4781 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-03-15 | Non-Qualified Stock Option | $23.63 | A | 21232 | Acquired | 2028-03-15 | Common Stock (21232) | Direct |
Footnotes
F1: Restricted stock awarded pursuant to a long-term incentive plan of The Kroger Co. The restrictions on these shares lapse in equal annual installments in whole amounts over a four-year period, at the rate of 25% per year commencing one year from the date of the award.
F2: Payment of tax liability associated with share award.
F3: The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be 'tax-conditioned plans' pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.
F4: These options were granted under a long-term incentive plan of The Kroger Co. and vest in equal annual installments over a four-year period, at the rate of 25% per year commencing one year from the date of the grant.