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KROGER CO — Director's Dealing 2017
Apr 24, 2017
30047_dirs_2017-04-24_a5ec95bc-20ae-411f-90d1-8728b895595b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KROGER CO (KR)
CIK: 0000056873
Period of Report: 2017-04-21
Reporting Person: VAN OFLEN MARY ELIZABETH (Vice President & Controller)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-04-21 | Common Stock | M | 8000 | $14.305 | Acquired | 65563.9385 | Direct |
| 2017-04-21 | Common Stock | S | 2400 | $30.04 | Disposed | 63163.9385 | Direct |
| 2017-04-21 | Common Stock | S | 5600 | $30.045 | Disposed | 57563.9385 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-04-21 | Non-Qualified Stock Option | $14.305 | M | 8000 | Disposed | 2018-06-26 | Common Stock (8000) | Direct |
Footnotes
F1: Between January 1, 2017 and March 31, 2017, the reporting person acquired 91.4514 shares of Kroger common stock in the Company's employee benefit plans, based on information from plan trustees. The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be "tax-conditioned plans" pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.
F2: These options were granted under a long-term incentive plan of The Kroger Co. and vest in equal annual installments in whole amounts over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.