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KROGER CO — Director's Dealing 2017
May 11, 2017
30047_dirs_2017-05-11_392b5150-c9c0-4cbf-92e6-bda7f2a3f97b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KROGER CO (KR)
CIK: 0000056873
Period of Report: 2017-05-10
Reporting Person: DONNELLY MICHAEL JOSEPH (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-05-10 | Common Stock | M | 17600 | $14.305 | Acquired | 249207.748 | Direct |
| 2017-05-10 | Common Stock | S | 17600 | $30.01 | Disposed | 231607.748 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-05-10 | Non-Qualified Stock Option | $14.305 | M | 17600 | Disposed | 2018-06-26 | Common Stock (17600) | Direct |
Footnotes
F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 21, 2017.
F2: The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be 'tax-conditioned plans' pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.
F3: These options were granted under a long-term incentive plan of The Kroger Co. and vest in equal annual installments in whole amounts over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.