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KROGER CO — Director's Dealing 2017
Jul 17, 2017
30047_dirs_2017-07-17_e7241711-669a-4dc4-92bb-e397bfd52f7c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KROGER CO (KR)
CIK: 0000056873
Period of Report: 2017-07-13
Reporting Person: Sharp Erin S (Group Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-07-13 | Common Stock | A | 15271 | $0.00 | Acquired | 88244.2043 | Direct |
| 2017-07-13 | Common Stock | A | 32723 | $0.00 | Acquired | 120967.2043 | Direct |
| 2017-07-13 | Common Stock | F | 1018 | $22.92 | Disposed | 119949.2043 | Direct |
| 2017-07-14 | Common Stock | F | 2861 | $23.01 | Disposed | 117088.2043 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-07-13 | Non-Qualified Stock Option | $22.92 | A | 43516 | Acquired | 2027-07-13 | Common Stock (43516) | Direct |
Footnotes
F1: Restricted stock awarded pursuant to a long-term incentive plan of The Kroger Co. The restrictions on these shares lapse in equal annual installments in whole amounts over a five-year period, at the rate of 20% per year commencing one year from the date of the award.
F2: Restricted stock awarded pursuant to a long-term incentive plan of The Kroger Co. The restrictions lapse as to 25% one year from the date of the award, 25% two years from the date of the award, and 50% three years from the date of the award.
F3: Payment of tax liability associated with restricted stock.
F4: The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be 'tax-conditioned plans' pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.
F5: These options were granted under a long-term incentive plan of The Kroger Co. and vest in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.