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KROGER CO Director's Dealing 2017

Dec 4, 2017

30047_dirs_2017-12-04_892381f8-60b0-4d1b-9849-0c41bfca25a2.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: KROGER CO (KR)
CIK: 0000056873
Period of Report: 2017-12-01

Reporting Person: FIKE CARIN L (Vice President and Treasurer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-12-01 Common Stock M 800 $14.305 Acquired 25956.1347 Direct
2017-12-01 Common Stock S 800 $25.473 Disposed 25156.1347 Direct
2017-12-01 Common Stock S 738 $25.76 Disposed 3986 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-12-01 Non-Qualified Stock Option $14.305 M 800 Disposed 2018-06-26 Common Stock (800) Direct

Footnotes

F1: Between July 1, 2017 and September 30, 2017, the reporting person acquired 23.0747 shares of Kroger common stock in the Company's employee benefit plans, based on information from plan trustees. The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be "tax-conditioned plans" pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.

F2: These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.