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KROGER CO — Director's Dealing 2017
Dec 4, 2017
30047_dirs_2017-12-04_25eeedcf-1971-4e83-b603-e4044f81c469.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KROGER CO (KR)
CIK: 0000056873
Period of Report: 2017-12-01
Reporting Person: SHACKOULS BOBBY S (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-12-01 | Phantom Stock - Incentive Shares | $0.00 | A | 113.156 | Acquired | Common Stock (113.156) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 49845 | Direct |
Footnotes
F1: This amount includes 37,454 shares previously held by the reporting person's spouse which were contributed to a joint investment account on 11/15/2017 and are now owned directly by the reporting person.
F2: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.
F3: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co.
F4: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.