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KROGER CO — Director's Dealing 2016
Feb 17, 2016
30047_dirs_2016-02-17_62d3107c-ce93-443b-8254-da05eb0a27cf.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KROGER CO (KR)
CIK: 0000056873
Period of Report: 2016-02-16
Reporting Person: DONNELLY MICHAEL JOSEPH (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-02-16 | Common Stock | M | 8453 | $14.135 | Acquired | 220502.7193 | Direct |
| 2016-02-16 | Common Stock | S | 8253 | $39.00 | Disposed | 212249.7193 | Direct |
| 2016-02-16 | Common Stock | S | 100 | $39.005 | Disposed | 212149.7193 | Direct |
| 2016-02-16 | Common Stock | S | 100 | $39.01 | Disposed | 212049.7193 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-02-16 | Non-Qualified Stock Option | $14.135 | M | 8453 | Disposed | 2017-06-28 | Common Stock (8453) | Direct |
Footnotes
F1: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 16, 2015.
F2: The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be 'tax-conditioned plans' pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.
F3: These options were granted under a long-term incentive plan of The Kroger Co. and vest in equal annual installments in whole amounts over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.