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KROGER CO Director's Dealing 2016

Feb 17, 2016

30047_dirs_2016-02-17_62d3107c-ce93-443b-8254-da05eb0a27cf.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: KROGER CO (KR)
CIK: 0000056873
Period of Report: 2016-02-16

Reporting Person: DONNELLY MICHAEL JOSEPH (Executive Vice President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-02-16 Common Stock M 8453 $14.135 Acquired 220502.7193 Direct
2016-02-16 Common Stock S 8253 $39.00 Disposed 212249.7193 Direct
2016-02-16 Common Stock S 100 $39.005 Disposed 212149.7193 Direct
2016-02-16 Common Stock S 100 $39.01 Disposed 212049.7193 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-02-16 Non-Qualified Stock Option $14.135 M 8453 Disposed 2017-06-28 Common Stock (8453) Direct

Footnotes

F1: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 16, 2015.

F2: The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be 'tax-conditioned plans' pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.

F3: These options were granted under a long-term incentive plan of The Kroger Co. and vest in equal annual installments in whole amounts over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.