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KROGER CO Director's Dealing 2016

Jul 14, 2016

30047_dirs_2016-07-14_ee07a756-6048-43e2-b9ec-4953ef355f61.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: KROGER CO (KR)
CIK: 0000056873
Period of Report: 2016-07-12

Reporting Person: Clark Robert W (Senior Vice President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-07-12 Common Stock F 594 $37.39 Disposed 103139.6941 Direct
2016-07-13 Common Stock A 18523 $0.00 Acquired 121662.6941 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-07-13 Non-Qualified Stock Option $37.48 A 57030 Acquired 2026-07-13 Common Stock (57030) Direct

Footnotes

F1: Payment of tax liability associated with restricted stock.

F2: Restricted stock awarded pursuant to a long-term incentive plan of The Kroger Co. The restrictions on these shares lapse in equal annual installments in whole amounts over a five-year period, at the rate of 20% per year commencing one year from the date of the award.

F3: Between March 31, 2016 and June 30, 2016, the reporting person acquired 114.0293 shares of Kroger common stock in the Company's employee benefit plans, based on information from plan trustees.

F4: The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be 'tax-conditioned plans' pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.

F5: These options were granted under a long-term incentive plan of The Kroger Co. and vest in equal annual installments in whole amounts over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.