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KROGER CO — Director's Dealing 2016
Jul 14, 2016
30047_dirs_2016-07-14_4e9d61fd-9ade-44dd-97a3-a38e83f6e75c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KROGER CO (KR)
CIK: 0000056873
Period of Report: 2016-07-12
Reporting Person: Dougherty Kevin M (Group Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-07-12 | Common Stock | F | 1284 | $37.39 | Disposed | 153697 | Direct |
| 2016-07-13 | Common Stock | A | 11554 | $0.00 | Acquired | 165251 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-07-13 | Non-Qualified Stock Option | $37.48 | A | 25889 | Acquired | 2026-07-13 | Common Stock (25889) | Direct |
Footnotes
F1: Payment of tax liability associated with restricted stock.
F2: Restricted stock awarded pursuant to a long-term incentive plan of The Kroger Co. The restrictions on these shares lapse in equal annual installments in whole amounts over a five-year period, at the rate of 20% per year commencing one year from the date of the award.
F3: These options were granted under a long-term incentive plan of The Kroger Co. and vest in equal annual installments in whole amounts over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.