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KROGER CO — Director's Dealing 2016
Jul 14, 2016
30047_dirs_2016-07-14_780a83f9-2c54-487e-b816-1f8ce5834529.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KROGER CO (KR)
CIK: 0000056873
Period of Report: 2016-07-12
Reporting Person: Madlinger Sukanya R (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-07-12 | Common Stock | F | 1109 | $37.39 | Disposed | 64164 | Direct |
| 2016-07-13 | Common Stock | A | 12519 | $0.00 | Acquired | 76683 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-07-13 | Non-Qualified Stock Option | $37.48 | A | 43767 | Acquired | 2026-07-13 | Common Stock (43767) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5522.0292 | Indirect |
Footnotes
F1: Payment of tax liability associated with restricted stock.
F2: Restricted stock awarded pursuant to a long-term incentive plan of The Kroger Co. The restrictions on these shares lapse in equal annual installments in whole amounts over a five-year period, at the rate of 20% per year commencing one year from the date of the award.
F3: Between March 31, 2016 and June 30, 2016, the reporting person's spouse acquired 14.0991 shares of Kroger common stock in the Company's employee benefit plans, based on information from plan trustees.
F4: The reporting person's spouse is a former employee of The Kroger Co. The total amount of securities directly owned by the reporting person's spouse includes shares in the Company's employee benefit plans that are deemed to be 'tax-conditioned plans' pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.
F5: These options were granted under a long-term incentive plan of The Kroger Co. and vest in equal annual installments in whole amounts over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.