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KROGER CO — Director's Dealing 2016
Aug 8, 2016
30047_dirs_2016-08-08_727df960-465f-4119-8351-02f3ff9038ae.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: KROGER CO (KR)
CIK: 0000056873
Period of Report: 2016-07-13
Reporting Person: Adcock Mary Ellen (Group Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-07-13 | Common Stock | A | 13154 | $0.00 | Acquired | 36824 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-07-13 | Non-Qualified Stock Option | $37.48 | A | 36500 | Acquired | 2026-07-13 | Common Stock (36500) | Direct |
Footnotes
F1: Restricted stock awarded pursuant to a long-term incentive plan of The Kroger Co. The restrictions on these shares lapse in equal annual installments in whole amounts over a five-year period, at the rate of 20% per year commencing one year from the date of the award.
F2: Due to an administrative error, the number of restricted shares awarded to the Reporting Person on 07/13/2016 was incorrectly reported as 11,020 shares. The correct number of restricted shares awarded was 13,154 shares.
F3: Due to an administrative error, the number of non-qualified stock options granted to the Reporting Person on 07/13/2016 was incorrectly reported as 41,110. The correct number of options granted was 36,500.
F4: These options were granted under a long-term incentive plan of The Kroger Co. and vest in equal annual installments in whole amounts over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.