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KROGER CO — Director's Dealing 2015
Feb 20, 2015
30047_dirs_2015-02-20_962a9812-80e3-4bb8-95c1-49170a4b7636.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: KROGER CO (KR)
CIK: 0000056873
Period of Report: 2015-01-31
Reporting Person: SCHLOTMAN J MICHAEL (Senior Vice President)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 190679.823 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-Qualified Stock Option | $20.16 | 2020-06-24 | Common Stock (25000) | 25000 | Direct |
| Non-Qualified Stock Option | $24.74 | 2021-06-23 | Common Stock (45640) | 45640 | Direct |
| Non-Qualified Stock Option | $21.96 | 2022-07-12 | Common Stock (54640) | 54640 | Direct |
| Non-Qualified Stock Option | $37.76 | 2023-07-15 | Common Stock (54640) | 54640 | Direct |
| Non-Qualified Stock Option | $49.33 | 2024-07-15 | Common Stock (40000) | 40000 | Direct |
Footnotes
F1: Between February 2, 2014 and January 31, 2015, the reporting person acquired 227.8818 shares of Kroger common stock in the Company's employee benefit plans that are deemed to be 'tax-conditioned plans' pursuant to Rule 16b-3,to the extent disclosed on reports received by plan trustees.
F2: The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be 'tax-conditioned plans' pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.
F3: These options were granted under a long-term incentive plan of The Kroger Co. and vest in equal annual installments in whole amounts over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.