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KROGER CO — Director's Dealing 2015
Jul 17, 2015
30047_dirs_2015-07-17_fd9817d1-db77-4098-92fb-5bae1b5d750e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KROGER CO (KR)
CIK: 0000056873
Period of Report: 2015-07-15
Reporting Person: Dougherty Kevin M (Group Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-07-15 | Common Stock | A | 8688 | $0.00 | Acquired | 158054 | Direct |
| 2015-07-15 | Common Stock | F | 2568 | $38.33 | Disposed | 155486 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-07-15 | Non-Qualified Stock Option | $38.33 | A | 19980 | Acquired | 2025-07-15 | Common Stock (19980) | Direct |
Footnotes
F1: Restricted stock awarded pursuant to a long-term incentive plan of The Kroger Co. The restrictions on these shares lapse in equal annual installments in whole amounts over a five-year period, at the rate of 20% per year commencing one year from the date of the award.
F2: Payment of tax liability associated with restricted stock.
F3: On July 13, 2015, the common shares of The Kroger Co. split 2-for-1, resulting in the reporting person's ownership of 74,683 additional common shares.
F4: These options were granted under a long-term incentive plan of The Kroger Co. and vest in equal annual installments in whole amounts over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.