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KROGER CO — Director's Dealing 2015
Jul 17, 2015
30047_dirs_2015-07-17_badc55fb-4cf3-4b56-b33c-0236194b791f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KROGER CO (KR)
CIK: 0000056873
Period of Report: 2015-07-15
Reporting Person: MCMULLEN W RODNEY (Director, Chairman of the Board & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-07-15 | Common Stock | A | 86095 | $0.00 | Acquired | 2232121.5896 | Direct |
| 2015-07-15 | Common Stock | F | 6831 | $38.33 | Disposed | 2225290.5896 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-07-15 | Non-Qualified Stock Option | $38.33 | A | 235415 | Acquired | 2025-07-15 | Common Stock (235415) | Direct |
Footnotes
F1: Restricted stock awarded pursuant to a long-term incentive plan of The Kroger Co. The restrictions on these shares lapse in equal annual installments in whole amounts over a five-year period, at the rate of 20% per year commencing one year from the date of the award.
F2: Payment of tax liability associated with restricted stock.
F3: Between January 31, 2015 and June 30, 2015, the reporting person acquired 572.3969 shares of Kroger common stock in the Company's employee benefit plans, based on information from plan trustees as of June 30, 2015.
F4: The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be 'tax-conditioned plans' pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.
F5: On July 13, 2015, the common shares of The Kroger Co. split 2-for-1, resulting in the reporting person's ownership of 1,073,013.2948 additional common shares.
F6: These options were granted under a long-term incentive plan of The Kroger Co. and vest in equal annual installments in whole amounts over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.