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KROGER CO — Director's Dealing 2015
Sep 18, 2015
30047_dirs_2015-09-18_29b0a48b-9ad3-4008-b4a0-713f1c07db22.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: KROGER CO (KR)
CIK: 0000056873
Period of Report: 2015-09-17
Reporting Person: Madlinger Sukanya R (Senior Vice President)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 53450 | Direct |
| Common Stock | 5482.0051 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-Qualified Stock Option | $12.37 | 2021-06-23 | Common Stock (4200) | Direct | |
| Non-Qualified Stock Option | $10.98 | 2022-07-12 | Common Stock (12600) | Direct | |
| Non-Qualified Stock Option | $18.88 | 2023-07-15 | Common Stock (33600) | Direct | |
| Non-Qualified Stock Option | $24.665 | 2024-07-15 | Common Stock (30000) | Direct | |
| Non-Qualified Stock Option | $38.33 | 2025-07-15 | Common Stock (20993) | Direct | |
| Non-Qualified Stock Option | $18.88 | 2023-07-15 | Common Stock (500) | Indirect | |
| Non-Qualified Stock Option | $24.665 | 2024-07-15 | Common Stock (868) | Indirect |
Footnotes
F1: The reporting person's spouse is a former employee of The Kroger Co. The total amount of securities directly owned by the reporting person's spouse includes shares in the Company's employee benefit plans that are deemed to be 'tax-conditioned plans' pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.
F2: These options were granted under a long-term incentive plan of The Kroger Co. and vest in equal annual installments in whole amounts over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.
F3: These options were granted under an option plan of The Kroger Co. and vest in equal annual installments in whole share amounts over a three-year period, at the rate of one-third per year commencing one year after the date of grant, with the remainder vesting three years from the date of grant.