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KROGER CO Director's Dealing 2015

Dec 8, 2015

30047_dirs_2015-12-08_4885fd36-c357-4975-a9ec-5ecd62be8a91.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: KROGER CO (KR)
CIK: 0000056873
Period of Report: 2015-12-04

Reporting Person: PERRY M MARNETTE (Senior Vice President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-12-04 Common Stock F 4755 $40.55 Disposed 247997.0996 Direct
2015-12-04 Common Stock M 40000 $14.135 Acquired 287997.0996 Direct
2015-12-04 Common Stock S 40000 $40.17 Disposed 247997.0996 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2015-12-04 Non-Qualified Stock Option $14.135 M 40000 Disposed 2017-06-28 Common Stock (40000) Direct

Footnotes

F1: Payment of tax liability associated with restricted stock.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.15 to $40.18, inclusive. The reporting person undertakes to provide to The Kroger Co., any security holder of The Kroger Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F3: Between June 30, 2015 and September 30, 2015, the reporting person acquired 382.3080 shares of Kroger common stock in the Company's employee benefit plans, based on information from plan trustees as of September 30, 2015.

F4: The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be 'tax-conditioned plans' pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.

F5: These options were granted under a long-term incentive plan of The Kroger Co. and vest in equal annual installments in whole amounts over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.