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KROGER CO — Director's Dealing 2014
Feb 19, 2014
30047_dirs_2014-02-19_4bd67f4d-3ab5-4e1f-b1c2-8fc40b23416f.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: KROGER CO (KR)
CIK: 0000056873
Period of Report: 2014-02-01
Reporting Person: Clark Robert W (Group Vice President)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 39663.0837 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-Qualified Stock Option | $19.94 | 2016-05-04 | Common Stock (6000) | 6000 | Direct |
| Non-Qualified Stock Option | $28.27 | 2017-06-28 | Common Stock (7200) | 7200 | Direct |
| Non-Qualified Stock Option | $28.61 | 2018-06-26 | Common Stock (5500) | 5500 | Direct |
| Non-Qualified Stock Option | $22.34 | 2019-06-25 | Common Stock (7250) | 7250 | Direct |
| Non-Qualified Stock Option | $20.16 | 2020-06-24 | Common Stock (7250) | 7250 | Direct |
| Non-Qualified Stock Option | $20.16 | 2020-06-24 | Common Stock (3500) | 3500 | Direct |
| Non-Qualified Stock Option | $21.88 | 2020-09-16 | Common Stock (3500) | 3500 | Direct |
| Non-Qualified Stock Option | $24.74 | 2021-06-23 | Common Stock (7250) | 7250 | Direct |
| Non-Qualified Stock Option | $24.74 | 2021-06-23 | Common Stock (4000) | 4000 | Direct |
| Non-Qualified Stock Option | $23.52 | 2021-12-08 | Common Stock (5000) | 5000 | Direct |
| Non-Qualified Stock Option | $21.96 | 2022-07-12 | Common Stock (8000) | 8000 | Direct |
| Non-Qualified Stock Option | $31.50 | 2023-03-14 | Common Stock (10000) | 10000 | Direct |
| Non-Qualified Stock Option | $31.50 | 2023-03-14 | Common Stock (2500) | 2500 | Direct |
| Non-Qualified Stock Option | $37.76 | 2023-07-15 | Common Stock (15000) | 15000 | Direct |
Footnotes
F1: Between February 2, 2013 and February 1, 2014, the reporting person acquired 278.8432 shares of Kroger common stock in the Company's employee benefit plans that are deemed to be 'tax-conditioned plans' pursuant to Rule 16b-3,to the extent disclosed on reports received by plan trustees.
F2: The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be 'tax-conditioned plans' pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.
F3: These options were granted under a long-term incentive plan of The Kroger Co. and vest in equal annual installments in whole amounts over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.