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KROGER CO Director's Dealing 2014

Jul 17, 2014

30047_dirs_2014-07-17_414c3543-6b1a-402b-9123-ba447a61ee18.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: KROGER CO (KR)
CIK: 0000056873
Period of Report: 2014-07-15

Reporting Person: Ellis Michael L (President and COO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-07-15 Common Stock F 934 $49.33 Disposed 142249.6758 Direct
2014-07-15 Common Stock A 16875 $0.00 Acquired 159124.6758 Direct
2014-07-15 Common Stock A 10000 $0.00 Acquired 169124.6758 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2014-07-15 Non-Qualified Stock Option $49.33 A 45000 Acquired 2024-07-15 Common Stock (45000) Direct

Footnotes

F1: Payment of tax liability associated with restricted stock.

F2: Restricted stock awarded pursuant to a long-term incentive plan of The Kroger Co. The restrictions on these shares lapse in equal annual installments in whole amounts over a five-year period, at the rate of 20% per year commencing one year from the date of the award.

F3: Restricted stock awarded pursuant to a long-term incentive plan of The Kroger Co. The restrictions lapse as to 20% one year from the date of the award, 20% two years from the date of the award, and 60% three years from the date of the award.

F4: The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be 'tax-conditioned plans' pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.

F5: These options were granted under a long-term incentive plan of The Kroger Co. and vest in equal annual installments in whole amounts over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.