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KROGER CO — Director's Dealing 2014
Jul 17, 2014
30047_dirs_2014-07-17_35bba8e2-8a89-4487-8774-04b48d47ca85.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KROGER CO (KR)
CIK: 0000056873
Period of Report: 2014-07-15
Reporting Person: Massa Timothy A (Group Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-07-15 | Common Stock | F | 843 | $49.33 | Disposed | 21331 | Direct |
| 2014-07-15 | Common Stock | A | 6750 | $0.00 | Acquired | 28081 | Direct |
| 2014-07-15 | Common Stock | A | 4000 | $0.00 | Acquired | 32081 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-07-15 | Non-Qualified Stock Option | $49.33 | A | 15000 | Acquired | 2024-07-15 | Common Stock (15000) | Direct |
| 2014-07-15 | Non-Qualified Stock Option | $49.33 | A | 8000 | Acquired | 2024-07-15 | Common Stock (8000) | Direct |
Footnotes
F1: Payment of tax liability associated with restricted stock.
F2: Restricted stock awarded pursuant to a long-term incentive plan of The Kroger Co. The restrictions on these shares lapse in equal annual installments in whole amounts over a five-year period, at the rate of 20% per year commencing one year from the date of the award.
F3: Restricted stock awarded pursuant to a long-term incentive plan of The Kroger Co. The restrictions on these shares lapse in equal annual installments in whole amounts over a three-year period, at the rate of 33% per year commencing one year from the date of the award.
F4: These options were granted under a long-term incentive plan of The Kroger Co. and vest in equal annual installments in whole amounts over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.
F5: These options were granted under an option plan of The Kroger Co. and vest in equal annual installments in whole share amounts over a three-year period, at the rate of one-third per year commencing one year after the date of grant, with the remainder vesting three years from the date of grant.