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KROGER CO — Director's Dealing 2014
Jul 17, 2014
30047_dirs_2014-07-17_49fb82d8-d7a4-431f-98a3-044cd21933eb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KROGER CO (KR)
CIK: 0000056873
Period of Report: 2014-07-15
Reporting Person: Tuffin Mark C (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-07-15 | Common Stock | F | 271 | $49.33 | Disposed | 51461.3797 | Direct |
| 2014-07-15 | Common Stock | A | 9510 | $0.00 | Acquired | 60971.3797 | Direct |
| 2014-07-15 | Common Stock | A | 7500 | $0.00 | Acquired | 68471.3797 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-07-15 | Non-Qualified Stock Option | $49.33 | A | 25360 | Acquired | 2024-07-15 | Common Stock (25360) | Direct |
Footnotes
F1: Payment of tax liability associated with restricted stock.
F2: Restricted stock awarded pursuant to a long-term incentive plan of The Kroger Co. The restrictions on these shares lapse in equal annual installments in whole amounts over a five-year period, at the rate of 20% per year commencing one year from the date of the award.
F3: Restricted stock awarded pursuant to a long-term incentive plan of The Kroger Co. The restrictions lapse as to 20% one year from the date of the award, 20% two years from the date of the award, and 60% three years from the date of the award.
F4: The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be 'tax-conditioned plans' pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.
F5: These options were granted under a long-term incentive plan of The Kroger Co. and vest in equal annual installments in whole amounts over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.