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KROGER CO Director's Dealing 2014

Sep 22, 2014

30047_dirs_2014-09-22_be1e0a01-3e1c-4398-a54c-951104220bdd.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: KROGER CO (KR)
CIK: 0000056873
Period of Report: 2014-09-19

Reporting Person: DILLON DAVID B (Director, Chairman of the Board)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-09-19 Common Stock G 6000 $0.00 Disposed 877400.9373 Direct
2014-09-19 Common Stock M 150000 $16.385 Acquired 1027400.9373 Direct
2014-09-19 Common Stock F 93748 $52.425 Disposed 933652.9373 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2014-09-19 Non-Qualified Stock Option $16.385 M 150000 Disposed 2015-05-05 Common Stock (150000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 173413 Indirect
Common Stock 133979 Indirect

Footnotes

F1: The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be 'tax-conditioned plans' pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.

F2: These options were granted under a long-term incentive plan of The Kroger Co. and vest in equal annual installments in whole amounts over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.