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KROGER CO — Director's Dealing 2014
Sep 25, 2014
30047_dirs_2014-09-25_9f5052ad-2d00-4189-b602-e566af11f8e6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KROGER CO (KR)
CIK: 0000056873
Period of Report: 2014-09-24
Reporting Person: ANDERSON REUBEN V (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-09-24 | Common Stock | M | 10000 | $16.60 | Acquired | 74990 | Direct |
| 2014-09-24 | Common Stock | M | 5000 | $19.525 | Acquired | 79990 | Direct |
| 2014-09-24 | Common Stock | M | 5000 | $23.10 | Acquired | 84990 | Direct |
| 2014-09-24 | Common Stock | M | 5000 | $26.21 | Acquired | 89990 | Direct |
| 2014-09-24 | Common Stock | M | 6500 | $26.14 | Acquired | 96490 | Direct |
| 2014-09-24 | Common Stock | M | 5200 | $20.06 | Acquired | 101690 | Direct |
| 2014-09-24 | Common Stock | M | 3900 | $20.76 | Acquired | 105590 | Direct |
| 2014-09-24 | Common Stock | M | 3900 | $24.74 | Acquired | 109490 | Direct |
| 2014-09-24 | Common Stock | M | 2600 | $21.96 | Acquired | 112090 | Direct |
| 2014-09-24 | Common Stock | S | 47100 | $52.117 | Disposed | 64990 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-09-24 | Non-Qualified Stock Option | $16.60 | M | 10000 | Disposed | 2014-12-09 | Common Stock (10000) | Direct |
| 2014-09-24 | Non-Qualified Stock Option | $19.525 | M | 5000 | Disposed | 2015-12-08 | Common Stock (5000) | Direct |
| 2014-09-24 | Non-Qualified Stock Option | $23.10 | M | 5000 | Disposed | 2016-12-07 | Common Stock (5000) | Direct |
| 2014-09-24 | Non-Qualified Stock Option | $26.21 | M | 5000 | Disposed | 2017-12-13 | Common Stock (5000) | Direct |
| 2014-09-24 | Non-Qualified Stock Option | $26.14 | M | 6500 | Disposed | 2018-12-11 | Common Stock (6500) | Direct |
| 2014-09-24 | Non-Qualified Stock Option | $20.06 | M | 5200 | Disposed | 2019-12-10 | Common Stock (5200) | Direct |
| 2014-09-24 | Non-Qualified Stock Option | $20.76 | M | 3900 | Disposed | 2020-12-09 | Common Stock (3900) | Direct |
| 2014-09-24 | Non-Qualified Stock Option | $24.74 | M | 3900 | Disposed | 2021-06-23 | Common Stock (3900) | Direct |
| 2014-09-24 | Non-Qualified Stock Option | $21.96 | M | 2600 | Disposed | 2022-07-12 | Common Stock (2600) | Direct |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.05 to $52.20, inclusive. The reporting person undertakes to provide to The Kroger Co., any security holder of The Kroger Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F2: These options were granted under a long-term incentive plan of The Kroger Co. and vest in equal annual installments in whole amounts over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.