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KROGER CO — Director's Dealing 2013
Mar 4, 2013
30047_dirs_2013-03-04_92f4ffec-182a-4bf0-9f74-46e7ece05113.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: KROGER CO (KR)
CIK: 0000056873
Period of Report: 2013-02-02
Reporting Person: DILLON DAVID B (Director, Chairman of the Board and CEO)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 732841.6922 | Direct |
| Common Stock | 173413 | Indirect |
| Common Stock | 133979 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-Qualified Stock Option | $16.385 | Common Stock (300000) | 300000 | Direct | |
| Non-Qualified Stock Option | $19.94 | Common Stock (240000) | 240000 | Direct | |
| Non-Qualified Stock Option | $28.27 | Common Stock (220000) | 220000 | Direct | |
| Non-Qualified Stock Option | $28.61 | Common Stock (225000) | 225000 | Direct | |
| Non-Qualified Stock Option | $22.34 | Common Stock (225000) | 225000 | Direct | |
| Non-Qualified Stock Option | $20.16 | Common Stock (230000) | 230000 | Direct | |
| Non-Qualified Stock Option | $24.74 | Common Stock (283600) | 283600 | Direct | |
| Non-Qualified Stock Option | $21.96 | Common Stock (298580) | 298580 | Direct |
Footnotes
F1: Between January 28, 2012 and February 2, 2013, the reporting person acquired 2,509.6654 shares of Kroger common stock in the Company's employee benefit plans that are deemed to be 'tax-conditioned plans' pursuant to Rule 16b-3,to the extent disclosed on reports received by plan trustees.
F2: The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be 'tax-conditioned plans' pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.
F3: These options were granted under a long-term incentive plan of The Kroger Co. and vest in equal annual installments in whole amounts over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.