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KROGER CO Director's Dealing 2013

Mar 4, 2013

30047_dirs_2013-03-04_92f4ffec-182a-4bf0-9f74-46e7ece05113.zip

Director's Dealing

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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: KROGER CO (KR)
CIK: 0000056873
Period of Report: 2013-02-02

Reporting Person: DILLON DAVID B (Director, Chairman of the Board and CEO)

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 732841.6922 Direct
Common Stock 173413 Indirect
Common Stock 133979 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Non-Qualified Stock Option $16.385 Common Stock (300000) 300000 Direct
Non-Qualified Stock Option $19.94 Common Stock (240000) 240000 Direct
Non-Qualified Stock Option $28.27 Common Stock (220000) 220000 Direct
Non-Qualified Stock Option $28.61 Common Stock (225000) 225000 Direct
Non-Qualified Stock Option $22.34 Common Stock (225000) 225000 Direct
Non-Qualified Stock Option $20.16 Common Stock (230000) 230000 Direct
Non-Qualified Stock Option $24.74 Common Stock (283600) 283600 Direct
Non-Qualified Stock Option $21.96 Common Stock (298580) 298580 Direct

Footnotes

F1: Between January 28, 2012 and February 2, 2013, the reporting person acquired 2,509.6654 shares of Kroger common stock in the Company's employee benefit plans that are deemed to be 'tax-conditioned plans' pursuant to Rule 16b-3,to the extent disclosed on reports received by plan trustees.

F2: The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be 'tax-conditioned plans' pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.

F3: These options were granted under a long-term incentive plan of The Kroger Co. and vest in equal annual installments in whole amounts over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.