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KROGER CO — Director's Dealing 2013
Mar 7, 2013
30047_dirs_2013-03-07_b2ae0c43-bf41-436e-8864-bbab5a858386.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: KROGER CO (KR)
CIK: 0000056873
Period of Report: 2013-02-02
Reporting Person: MCMULLEN W RODNEY (Director, President and COO)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 832869.475 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-Qualified Stock Option | $17.31 | Common Stock (75000) | 75000 | Direct | |
| Non-Qualified Stock Option | $16.385 | Common Stock (75000) | 75000 | Direct | |
| Non-Qualified Stock Option | $19.94 | Common Stock (60000) | 60000 | Direct | |
| Non-Qualified Stock Option | $28.27 | Common Stock (60000) | 60000 | Direct | |
| Non-Qualified Stock Option | $28.61 | Common Stock (65000) | 65000 | Direct | |
| Non-Qualified Stock Option | $22.34 | Common Stock (65000) | 65000 | Direct | |
| Non-Qualified Stock Option | $20.16 | Common Stock (70000) | 70000 | Direct | |
| Non-Qualified Stock Option | $24.74 | Common Stock (91440) | 91440 | Direct | |
| Non-Qualified Stock Option | $21.96 | Common Stock (97440) | 97440 | Direct |
Footnotes
F1: Between January 28, 2012 and February 2, 2013, the reporting person acquired 2,306.0493 shares of Kroger common stock in the Company's employee benefit plans that are deemed to be 'tax-conditioned plans' pursuant to Rule 16b-3,to the extent disclosed on reports received by plan trustees.
F2: The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be 'tax-conditioned plans' pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.
F3: These options were granted under a long-term incentive plan of The Kroger Co. and vest in equal annual installments in whole amounts over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.