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KROGER CO — Director's Dealing 2013
Mar 4, 2013
30047_dirs_2013-03-04_cf0f1c6b-7b52-42d5-b7f8-581398d9667b.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: KROGER CO (KR)
CIK: 0000056873
Period of Report: 2013-02-02
Reporting Person: PERRY M MARNETTE (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-06-04 | Common Stock | L | 95.399 | $21.708 | Acquired | 131491.2095 | Direct |
| 2012-09-05 | Common Stock | L | 92.122 | $22.5992 | Acquired | 131583.3315 | Direct |
| 2012-12-04 | Common Stock | L | 102.496 | $26.6287 | Acquired | 131685.8275 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-Qualified Stock Option | $18.185 | Common Stock (20000) | 20000 | Direct | |
| Non-Qualified Stock Option | $17.31 | Common Stock (40000) | 40000 | Direct | |
| Non-Qualified Stock Option | $16.385 | Common Stock (40000) | 40000 | Direct | |
| Non-Qualified Stock Option | $19.94 | Common Stock (20000) | 20000 | Direct | |
| Non-Qualified Stock Option | $28.27 | Common Stock (20000) | 20000 | Direct | |
| Non-Qualified Stock Option | $28.61 | Common Stock (20000) | 20000 | Direct | |
| Non-Qualified Stock Option | $22.34 | Common Stock (15000) | 15000 | Direct | |
| Non-Qualified Stock Option | $20.16 | Common Stock (20000) | 20000 | Direct | |
| Non-Qualified Stock Option | $24.74 | Common Stock (25360) | 25360 | Direct | |
| Non-Qualified Stock Option | $21.96 | Common Stock (25360) | 25360 | Direct |
Footnotes
F1: These shares were acquired pursuant to a dividend reinvestment feature of the the reporting person's private brokerage account.
F2: Between January 28, 2012 and February 2, 2013, the reporting person acquired 2,111.1669 shares of Kroger common stock in the Company's employee benefit plans that are deemed to be 'tax-conditioned plans' pursuant to Rule 16b-3,to the extent disclosed on reports received by plan trustees.
F3: The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be 'tax-conditioned plans' pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.
F4: These options were granted under a long-term incentive plan of The Kroger Co. and vest in equal annual installments in whole amounts over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.