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KROGER CO Director's Dealing 2013

Mar 20, 2013

30047_dirs_2013-03-20_023cb239-dd9f-4c91-a605-aca5c4e3153c.zip

Director's Dealing

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SEC Form 4/A — Form 4/A

Issuer: KROGER CO (KR)
CIK: 0000056873
Period of Report: 2013-03-14

Reporting Person: Clark Robert W (Group Vice President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-03-14 Common Stock A 5000 $0.00 Acquired 29537.2405 Direct
2013-03-14 Common Stock A 1250 $0.00 Acquired 30787.2405 Direct
2013-03-14 Common Stock A 449 $0.00 Acquired 31236.2405 Direct
2013-03-14 Common Stock F 197 $31.50 Disposed 31039.2405 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2013-03-14 Non-Qualified Stock Option $31.50 A 10000 Acquired 2023-03-14 Common Stock (10000) Direct
2013-03-14 Non-Qualified Stock Option $31.50 A 2500 Acquired 2023-03-14 Common Stock (2500) Direct

Footnotes

F1: Restricted stock awarded pursuant to a long-term incentive plan of The Kroger Co. The restrictions on these shares lapse in equal annual installments in whole amounts over a three-year period, at the rate of 33% per year commencing one year from the date of the award.

F2: Restricted stock awarded pursuant to a long-term incentive plan of The Kroger Co. The restrictions on these shares lapse in equal annual installments in whole amounts over a five-year period, at the rate of 20% per year commencing one year from the date of the award.

F3: Payment of tax liability associated with share award.

F4: The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be 'tax-conditioned plans' pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.

F5: These options were granted under an option plan of The Kroger Co. and vest in equal annual installments in whole share amounts over a three-year period, at the rate of one-third per year commencing one year after the date of grant, with the remainder vesting three years from the date of grant.

F6: These options were granted under a long-term incentive plan of The Kroger Co. and vest in equal annual installments in whole amounts over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.