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KROGER CO — Director's Dealing 2013
Mar 20, 2013
30047_dirs_2013-03-20_023cb239-dd9f-4c91-a605-aca5c4e3153c.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: KROGER CO (KR)
CIK: 0000056873
Period of Report: 2013-03-14
Reporting Person: Clark Robert W (Group Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-03-14 | Common Stock | A | 5000 | $0.00 | Acquired | 29537.2405 | Direct |
| 2013-03-14 | Common Stock | A | 1250 | $0.00 | Acquired | 30787.2405 | Direct |
| 2013-03-14 | Common Stock | A | 449 | $0.00 | Acquired | 31236.2405 | Direct |
| 2013-03-14 | Common Stock | F | 197 | $31.50 | Disposed | 31039.2405 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-03-14 | Non-Qualified Stock Option | $31.50 | A | 10000 | Acquired | 2023-03-14 | Common Stock (10000) | Direct |
| 2013-03-14 | Non-Qualified Stock Option | $31.50 | A | 2500 | Acquired | 2023-03-14 | Common Stock (2500) | Direct |
Footnotes
F1: Restricted stock awarded pursuant to a long-term incentive plan of The Kroger Co. The restrictions on these shares lapse in equal annual installments in whole amounts over a three-year period, at the rate of 33% per year commencing one year from the date of the award.
F2: Restricted stock awarded pursuant to a long-term incentive plan of The Kroger Co. The restrictions on these shares lapse in equal annual installments in whole amounts over a five-year period, at the rate of 20% per year commencing one year from the date of the award.
F3: Payment of tax liability associated with share award.
F4: The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be 'tax-conditioned plans' pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.
F5: These options were granted under an option plan of The Kroger Co. and vest in equal annual installments in whole share amounts over a three-year period, at the rate of one-third per year commencing one year after the date of grant, with the remainder vesting three years from the date of grant.
F6: These options were granted under a long-term incentive plan of The Kroger Co. and vest in equal annual installments in whole amounts over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.