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KROGER CO Director's Dealing 2013

Mar 25, 2013

30047_dirs_2013-03-25_d8e5a27a-dac3-4ddb-8938-839f0ffa79e2.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: KROGER CO (KR)
CIK: 0000056873
Period of Report: 2013-03-22

Reporting Person: HJELM CHRISTOPHER T (Senior Vice President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-03-22 Common Stock S 12635 $32.462 Disposed 95009 Direct
2013-03-22 Common Stock M 7000 $19.94 Acquired 102009 Direct
2013-03-22 Common Stock M 20000 $28.27 Acquired 122009 Direct
2013-03-22 Common Stock S 20000 $32.309 Disposed 102009 Direct
2013-03-22 Common Stock M 16000 $28.61 Acquired 118009 Direct
2013-03-22 Common Stock S 16000 $32.305 Disposed 102009 Direct
2013-03-22 Common Stock M 12000 $22.34 Acquired 114009 Direct
2013-03-22 Common Stock S 12000 $32.292 Disposed 102009 Direct
2013-03-22 Common Stock M 8000 $20.16 Acquired 110009 Direct
2013-03-22 Common Stock S 8000 $32.30 Disposed 102009 Direct
2013-03-22 Common Stock M 5072 $24.74 Acquired 107081 Direct
2013-03-22 Common Stock S 5072 $32.309 Disposed 102009 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2013-03-22 Non-Qualified Stock Option $19.94 M 7000 Disposed 2016-05-04 Common Stock (7000) Direct
2013-03-22 Non-Qualified Stock Option $28.27 M 20000 Disposed 2017-06-28 Common Stock (20000) Direct
2013-03-22 Non-Qualified Stock Option $28.61 M 16000 Disposed 2018-06-26 Common Stock (16000) Direct
2013-03-22 Non-Qualified Stock Option $22.34 M 12000 Disposed 2019-06-25 Common Stock (12000) Direct
2013-03-22 Non-Qualified Stock Option $20.16 M 8000 Disposed 2020-06-24 Common Stock (8000) Direct
2013-03-22 Non-Qualified Stock Option $24.74 M 5072 Disposed 2021-06-23 Common Stock (5072) Direct

Footnotes

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.43 to $32.48, inclusive. The reporting person undertakes to provide to The Kroger Co., any security holder of The Kroger Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.30 to $32.32, inclusive. The reporting person undertakes to provide to The Kroger Co., any security holder of The Kroger Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.30 to $32.31, inclusive. The reporting person undertakes to provide to The Kroger Co., any security holder of The Kroger Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.28 to $32.31, inclusive. The reporting person undertakes to provide to The Kroger Co., any security holder of The Kroger Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F5: These options were granted under a long-term incentive plan of The Kroger Co. and vest in equal annual installments in whole amounts over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.