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KROGER CO Director's Dealing 2013

Jul 16, 2013

30047_dirs_2013-07-16_fe1028df-f9a3-48cb-989a-351963846fb6.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: KROGER CO (KR)
CIK: 0000056873
Period of Report: 2013-07-12

Reporting Person: COVERT GEOFFREY J (Senior Vice President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-07-12 Common Stock S 34000 $37.695 Disposed 77026.3744 Direct
2013-07-12 Common Stock F 1109 $37.63 Disposed 75917.3744 Direct
2013-07-15 Common Stock A 9510 $0.00 Acquired 85427.3744 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2013-07-15 Non-Qualified Stock Option $37.76 A 25360 Acquired 2023-07-15 Common Stock (25360) Direct

Footnotes

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.60 to $37.72, inclusive. The reporting person undertakes to provide to The Kroger Co., any security holder of The Kroger Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F2: Payment of tax liability associated with restricted stock.

F3: Restricted stock awarded pursuant to a long-term incentive plan of The Kroger Co. The restrictions on these shares lapse in equal annual installments in whole amounts over a five-year period, at the rate of 20% per year commencing one year from the date of the award.

F4: The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be 'tax-conditioned plans' pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.

F5: These options were granted under a long-term incentive plan of The Kroger Co. and vest in equal annual installments in whole amounts over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.