AI assistant
KROGER CO — Director's Dealing 2012
Feb 21, 2012
30047_dirs_2012-02-21_499ed92e-1280-4a9f-835a-ecdc163ea31f.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: KROGER CO (KR)
CIK: 0000056873
Period of Report: 2012-01-28
Reporting Person: Kaufman Calvin J (Group Vice President)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 42222.6612 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-Qualified Stock Option | $22.995 | 2012-05-09 | Common Stock (1700) | 1700 | Direct |
| Non-Qualified Stock Option | $15.26 | 2012-09-19 | Common Stock (3300) | 3300 | Direct |
| Non-Qualified Stock Option | $14.925 | 2012-12-12 | Common Stock (1700) | 1700 | Direct |
| Non-Qualified Stock Option | $16.225 | 2013-01-23 | Common Stock (2300) | 2300 | Direct |
| Non-Qualified Stock Option | $17.31 | 2014-05-06 | Common Stock (4000) | 4000 | Direct |
| Non-Qualified Stock Option | $16.385 | 2015-05-05 | Common Stock (5000) | 5000 | Direct |
| Non-Qualified Stock Option | $19.94 | 2016-05-04 | Common Stock (2500) | 2500 | Direct |
| Non-Qualified Stock Option | $28.27 | 2017-06-28 | Common Stock (3500) | 3500 | Direct |
| Non-Qualified Stock Option | $28.61 | 2018-06-26 | Common Stock (15000) | 15000 | Direct |
| Non-Qualified Stock Option | $22.34 | 2019-06-25 | Common Stock (15000) | 15000 | Direct |
| Non-Qualified Stock Option | $20.16 | 2020-06-24 | Common Stock (15000) | 15000 | Direct |
| Non-Qualified Stock Option | $24.74 | 2021-06-23 | Common Stock (20360) | 20360 | Direct |
Footnotes
F1: Between January 29, 2011 and January 28, 2012, the reporting person acquired 19.4798 shares of Kroger common stock in the Company's employee benefit plans that are deemed to be 'tax-conditioned plans' pursuant to Rule 16b-3,to the extent disclosed on reports received by plan trustees.
F2: The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be 'tax-conditioned plans' pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.
F3: These options were granted under a long-term incentive plan of The Kroger Co. and vest in equal annual installments in whole amounts over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.