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KROGER CO — Director's Dealing 2012
Sep 13, 2012
30047_dirs_2012-09-13_3a95109e-b06f-45dd-babe-7f657beac4a3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KROGER CO (KR)
CIK: 0000056873
Period of Report: 2012-09-11
Reporting Person: Kaufman Calvin J (Group Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-09-11 | Common Stock | M | 2595 | $15.26 | Acquired | 50351.6612 | Direct |
| 2012-09-11 | Common Stock | S | 2595 | $23.01 | Disposed | 47756.6612 | Direct |
| 2012-09-12 | Common Stock | M | 705 | $15.26 | Acquired | 48461.6612 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-09-11 | Non-Qualified Stock Option | $15.26 | M | 2595 | Disposed | 2012-09-19 | Common Stock (2595) | Direct |
| 2012-09-12 | Non-Qualified Stock Option | $15.26 | M | 705 | Disposed | 2012-09-19 | Common Stock (705) | Direct |
Footnotes
F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 11, 2012.
F2: The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be 'tax-conditioned plans' pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.
F3: These options were granted under a long-term incentive plan of The Kroger Co. and vest in equal annual installments in whole amounts over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.