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KROGER CO — Director's Dealing 2011
Feb 15, 2011
30047_dirs_2011-02-15_5f5ffc56-69e4-4d1e-9198-d406662ad78d.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: KROGER CO (KR)
CIK: 0000056873
Period of Report: 2011-01-29
Reporting Person: Kaufman Calvin J (Group Vice President)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 37438.1814 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-Qualified Stock Option | $24.43 | 2011-05-10 | Common Stock (1700) | 1700 | Direct |
| Non-Qualified Stock Option | $22.995 | 2012-05-09 | Common Stock (1700) | 1700 | Direct |
| Non-Qualified Stock Option | $15.26 | 2012-09-19 | Common Stock (3300) | 3300 | Direct |
| Non-Qualified Stock Option | $14.925 | 2012-12-12 | Common Stock (1700) | 1700 | Direct |
| Non-Qualified Stock Option | $16.225 | 2013-01-23 | Common Stock (2300) | 2300 | Direct |
| Non-Qualified Stock Option | $17.31 | 2014-05-06 | Common Stock (4000) | 4000 | Direct |
| Non-Qualified Stock Option | $16.385 | 2015-05-05 | Common Stock (5000) | 5000 | Direct |
| Non-Qualified Stock Option | $19.94 | 2016-05-04 | Common Stock (2500) | 2500 | Direct |
| Non-Qualified Stock Option | $28.27 | 2017-06-28 | Common Stock (3500) | 3500 | Direct |
| Non-Qualified Stock Option | $28.61 | 2018-06-26 | Common Stock (15000) | 15000 | Direct |
| Non-Qualified Stock Option | $22.34 | 2019-06-25 | Common Stock (15000) | 15000 | Direct |
| Non-Qualified Stock Option | $20.16 | 2020-06-24 | Common Stock (15000) | 15000 | Direct |
Footnotes
F1: Between January 30, 2010 and January 29, 2011, the reporting person acquired 18.9712 shares of Kroger common stock in the Company's employee benefit plans that are deemed to be 'tax-conditioned plans' pursuant to Rule 16b-3,to the extent disclosed on reports received by plan trustees.
F2: The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be 'tax-conditioned plans' pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.
F3: These options were granted under a long-term incentive plan of The Kroger Co. and vest in equal annual installments in whole amounts over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.