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KROGER CO — Director's Dealing 2010
Feb 5, 2010
30047_dirs_2010-02-05_e4e122bd-9972-4a1c-8aa8-605e703b0d12.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KROGER CO (KR)
CIK: 0000056873
Period of Report: 2010-02-03
Reporting Person: JOHNSON CARVER L (Group Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-02-03 | Common Stock | M | 4267 | $16.5938 | Acquired | 54252 | Direct |
| 2010-02-03 | Common Stock | S | 4267 | $21.65 | Disposed | 49985 | Direct |
| 2010-02-04 | Common Stock | M | 733 | $16.5938 | Acquired | 50718 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-02-03 | Non-Qualified Performance Stock Option | $16.5938 | M | 4267 | Disposed | 2010-02-11 | Common Stock (4267) | Direct |
| 2010-02-04 | Non-Qualified Performance Stock Option | $16.5938 | M | 733 | Disposed | 2010-02-11 | Common Stock (733) | Direct |
Footnotes
F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 6, 2009.
F2: These options will vest during the first four years from the date of the grant only if the Company's stock price has achieved an 81% appreciation from the option price. Thereafter, the options vest only if the Company's stock price has achieved a minimum 16% appreciation per annum from the date of grant or 280% appreciation, whichever is less. The options vest nine years and six months after grant, if not sooner vested.