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KROGER CO — Director's Dealing 2010
Feb 9, 2010
30047_dirs_2010-02-09_a249c3b9-0b6c-49c4-a8f2-9b929700f26e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KROGER CO (KR)
CIK: 0000056873
Period of Report: 2010-02-08
Reporting Person: MCMULLEN W RODNEY (Director, President and COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-02-08 | Common Stock | M | 125000 | $16.5938 | Acquired | 745125.0428 | Direct |
| 2010-02-08 | Common Stock | F | 95819 | $21.13 | Disposed | 649306.0428 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-02-08 | Non-Qualified Stock Option | $16.5938 | M | 125000 | Disposed | 2010-02-11 | Common Stock (125000) | Direct |
Footnotes
F1: Between January 31, 2009 and January 30, 2010, the reporting person acquired 1,801.7607 shares of Kroger common stock in the Company's employee benefit plans that are deemed to be 'tax-conditioned plans' pursuant to Rule 16b-3,to the extent disclosed on reports received by plan trustees.
F2: The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be 'tax-conditioned plans' pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.
F3: These options were granted under a long-term incentive plan of The Kroger Co. and vest in equal annual installments in whole amounts over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.