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KROGER CO — Director's Dealing 2010
Jun 28, 2010
30047_dirs_2010-06-28_4bb883ac-64b2-4628-9161-e656a6e7b937.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KROGER CO (KR)
CIK: 0000056873
Period of Report: 2010-06-24
Reporting Person: BECKER DONALD E (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-06-24 | Common Stock | A | 11250 | $0.00 | Acquired | 177357.9507 | Direct |
| 2010-06-24 | Common Stock | A | 50000 | $0.00 | Acquired | 227357.9507 | Direct |
| 2010-06-25 | Common Stock | F | 1604 | $20.23 | Disposed | 225753.9507 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-06-24 | Non-Qualified Stock Option | $20.16 | A | 30000 | Acquired | 2020-06-24 | Common Stock (30000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 10228 | Indirect |
Footnotes
F1: Restricted stock awarded pursuant to a long-term incentive plan of The Kroger Co. The restrictions on these shares lapse in equal annual installments in whole amounts over a five-year period, at the rate of 20% per year commencing one year from the date of the award.
F2: Restricted stock awarded pursuant to a long-term incentive plan of The Kroger Co. The restrictions lapse as follows: 16,667 shares on 6/24/2011, and 33,333 shares on 6/24/2012.
F3: Payment of tax liability associated with restricted stock.
F4: The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be 'tax-conditioned plans' pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.
F5: These options were granted under a long-term incentive plan of The Kroger Co. and vest in equal annual installments in whole amounts over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.