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KROGER CO — Director's Dealing 2010
Dec 2, 2010
30047_dirs_2010-12-02_527ea1aa-9129-4366-aae0-c73d165dc572.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KROGER CO (KR)
CIK: 0000056873
Period of Report: 2010-11-30
Reporting Person: VAN OFLEN MARY ELIZABETH (Vice President & Controller)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-11-30 | Common Stock | M | 4000 | $17.31 | Acquired | 27135.9979 | Direct |
| 2010-11-30 | Common Stock | S | 8000 | $23.50 | Disposed | 19135.9979 | Direct |
| 2010-12-01 | Common Stock | M | 4500 | $22.995 | Acquired | 23635.9979 | Direct |
| 2010-12-01 | Common Stock | S | 4500 | $24.00 | Disposed | 19135.9979 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-11-30 | Non-Qualified Stock Option | $17.31 | M | 4000 | Disposed | 2014-05-06 | Common Stock (4000) | Direct |
| 2010-12-01 | Non-Qualified Stock Option | $22.995 | M | 4500 | Disposed | 2012-05-09 | Common Stock (4500) | Direct |
Footnotes
F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 22, 2010.
F2: The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be 'tax-conditioned plans' pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.
F3: These options were granted under a long-term incentive plan of The Kroger Co. and vest in equal annual installments in whole amounts over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.