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KROGER CO — Director's Dealing 2009
Mar 3, 2009
30047_dirs_2009-03-03_4d00342a-51d5-48dc-8eb6-19f7c7737c6e.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: KROGER CO (KR)
CIK: 0000056873
Period of Report: 2009-01-31
Reporting Person: Kaufman Calvin J (Group Vice President)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 27563.1703 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-Qualified Stock Option | $27.1719 | 2009-05-27 | Common Stock (3000) | 3000 | Direct |
| Non-Qualified Stock Option | $25.0313 | 2009-08-24 | Common Stock (2000) | 2000 | Direct |
| Non-Qualified Stock Option | $16.5938 | 2010-02-11 | Common Stock (4000) | 4000 | Direct |
| Non-Qualified Stock Option | $24.43 | 2011-05-10 | Common Stock (1700) | 1700 | Direct |
| Non-Qualified Stock Option | $22.995 | 2012-05-09 | Common Stock (1700) | 1700 | Direct |
| Non-Qualified Stock Option | $15.26 | 2012-09-19 | Common Stock (3300) | 3300 | Direct |
| Non-Qualified Stock Option | $14.925 | 2012-12-12 | Common Stock (1700) | 1700 | Direct |
| Non-Qualified Stock Option | $16.225 | 2013-01-23 | Common Stock (2300) | 2300 | Direct |
| Non-Qualified Stock Option | $17.31 | 2014-05-06 | Common Stock (4000) | 4000 | Direct |
| Non-Qualified Stock Option | $16.385 | 2015-05-05 | Common Stock (5000) | 5000 | Direct |
| Non-Qualified Stock Option | $19.94 | 2016-05-04 | Common Stock (2500) | 2500 | Direct |
| Non-Qualified Stock Option | $28.27 | 2017-06-28 | Common Stock (3500) | 3500 | Direct |
| Non-Qualified Stock Option | $28.61 | 2018-06-26 | Common Stock (15000) | 15000 | Direct |
Footnotes
F1: Between February 3, 2008 and January 31, 2009, the reporting person acquired 9.9335 shares of Kroger common stock in the Company's employee benefit plans that are deemed to be 'tax-conditioned plans' pursuant to Rule 16b-3,to the extent disclosed on reports received by plan trustees.
F2: The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be 'tax-conditioned plans' pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.
F3: These options were granted under a long-term incentive plan of The Kroger Co. and vest in equal annual installments in whole amounts over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.