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KROGER CO — Director's Dealing 2009
Oct 13, 2009
30047_dirs_2009-10-13_234e696a-58c5-4db6-b347-f07b4ce79fea.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KROGER CO (KR)
CIK: 0000056873
Period of Report: 2009-10-09
Reporting Person: VAN OFLEN MARY ELIZABETH (Vice President & Controller)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-10-09 | Common Stock | M | 4500 | $16.5938 | Acquired | 28441.5934 | Direct |
| 2009-10-09 | Common Stock | S | 4500 | $22.121 | Disposed | 23941.5934 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2009-10-09 | Non-Qualified Performance Stock Option | $16.5938 | S | 4500 | Disposed | 2010-02-11 | Common Stock (4500) | Direct |
Footnotes
F1: The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be 'tax-conditioned plans' pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.
F2: These options will vest during the first four years from the date of the grant only if the Company's stock price has achieved an 81% appreciation from the option price. Thereafter, the options vest only if the Company's stock price has achieved a minimum 16% appreciation per annum from the date of grant or 280% appreciation, whichever is less. The options vest nine years and six months after grant, if not sooner vested.