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KROGER CO — Director's Dealing 2009
Oct 19, 2009
30047_dirs_2009-10-19_9c5e9627-b60c-4236-972f-5729b9051dc5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KROGER CO (KR)
CIK: 0000056873
Period of Report: 2009-10-16
Reporting Person: JOHNSON CARVER L (Group Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-10-16 | Common Stock | M | 4024 | $16.5938 | Acquired | 53033 | Direct |
| 2009-10-16 | Common Stock | S | 4024 | $24.00 | Disposed | 49009 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2009-10-16 | Non-Qualified Performance Stock Option | $16.5938 | M | 4024 | Disposed | 2010-02-11 | Common Stock (4024) | Direct |
Footnotes
F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 6, 2009.
F2: These options will vest during the first four years from the date of the grant only if the Company's stock price has achieved an 81% appreciation from the option price. Thereafter, the options vest only if the Company's stock price has achieved a minimum 16% appreciation per annum from the date of grant or 280% appreciation, whichever is less. The options vest nine years and six months after grant, if not sooner vested.