AI assistant
KROGER CO — Director's Dealing 2005
Sep 20, 2005
30047_dirs_2005-09-20_f25ac662-afa5-4a45-8a20-a66f8892f11d.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KROGER CO (KR)
CIK: 0000056873
Period of Report: 2005-09-16
Reporting Person: MCGEORGE DON W (Director, President and COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2005-09-16 | Common Stock | M | 48000 | $10.375 | Acquired | 278255.4302 | Direct |
| 2005-09-16 | Common Stock | S | 7000 | $20.70 | Disposed | 271255.4302 | Direct |
| 2005-09-16 | Common Stock | S | 1700 | $20.74 | Disposed | 269555.4302 | Direct |
| 2005-09-16 | Common Stock | S | 39300 | $20.75 | Disposed | 230255.4302 | Direct |
| 2005-09-19 | Common Stock | I | .4296 | $20.46 | Disposed | 230255.0006 | Direct |
| 2005-09-19 | Common Stock | I | .1080 | $20.37 | Disposed | 10062.8905 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2005-09-16 | Non-Qualified Stock Option | $10.375 | M | 48000 | Disposed | 2006-04-17 | Common Stock (48000) | Direct |
Footnotes
F1: The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans which are deemed to be 'tax-conditioned plans' pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.
F2: These options were granted under an option plan of The Kroger Co. and vest in equal annual installments in whole share amounts over a three-year period, at the rate of one-third per year commencing one year after the date of grant, with the remainder vesting three years from the date of grant.