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KROGER CO — Director's Dealing 2005
Sep 19, 2005
30047_dirs_2005-09-19_60fb4f24-c1c0-48cc-be73-00a3b1b67962.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KROGER CO (KR)
CIK: 0000056873
Period of Report: 2005-09-16
Reporting Person: DILLON DAVID B (Director, Chairman of the Board and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2005-09-16 | Common Stock | M | 72000 | $10.375 | Acquired | 712450.1701 | Direct |
| 2005-09-16 | Common Stock | S | 26800 | $20.50 | Disposed | 685650.1701 | Direct |
| 2005-09-16 | Common Stock | S | 5900 | $20.51 | Disposed | 679750.1701 | Direct |
| 2005-09-16 | Common Stock | S | 14900 | $20.52 | Disposed | 664850.1701 | Direct |
| 2005-09-16 | Common Stock | S | 16900 | $20.53 | Disposed | 647950.1701 | Direct |
| 2005-09-16 | Common Stock | S | 7500 | $20.54 | Disposed | 640450.1701 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2005-09-16 | Non-Qualified Stock Option | $10.375 | M | 72000 | Disposed | 2006-04-17 | Common Stock (72000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 225100 | Indirect |
| Common Stock | 54024 | Indirect |
Footnotes
F1: The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans which are deemed to be 'tax-conditioned plans' pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.
F2: These options were granted under an option plan of The Kroger Co. and vest in equal annual installments in whole share amounts over a three-year period, at the rate of one-third per year commencing one year after the date of grant, with the remainder vesting three years from the date of grant.