AI assistant
Sending…
KROGER CO — Director's Dealing 2003
Apr 14, 2003
30047_dirs_2003-04-14_a2ae1b7c-ded7-4baa-b396-b5766abb797a.zip
Director's Dealing
Open in viewerOpens in your device viewer
{# SEO P0-1: filing HTML is rendered server-side so Googlebot
sees the full text without executing JS or following an
iframe to a Disallow'd CDN path. The content has already
been sanitized through filings.seo.sanitize_filing_html. #}
3 1 rrd6752.htm FORM 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 OMB APPROVAL OMB Number: 3235-0104 Expires: January 31, 2005 Estimated average burden hours per response. . . . . 0.5
- Name and Address of Reporting Person * Phillips, Susan M. (Last) (First) (Middle) George Washington University 710 21st St., Government Hall - Suite 206 (Street) Washington, DC 20052 (City) (State) (Zip) 2. Date of Event Requiring Statement Month/Day/Year 04/10/2003 3. I.R.S. Identification Number of Reporting Person, if an entity (voluntary) 4. Issuer Name and Ticker or Trading Symbol The Kroger Co. KR 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) X Director 10% Owner Officer (give title below) Other (specify below) Description 6. If Amendment, Date of Original (Month/Day/Year) 7. Individual or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
| 1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr.4) |
|---|---|
| Common Stock | -0- |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
- Title of Derivative Security (Instr. 4) 2. Date Exercisable(DE) and Expiration Date(ED) (Month/Day/Year) DE / ED 3. Title and Amount of Underlying Securities (Instr. 4) Title / Amount or Number of Shares 4. Conver- sion or Exercise Price of Deri- vative Security 5. Owner- ship Form of Deriv- ative Security: Direct (D) or Indirect (I) (Instr.5) 6. Nature of Indirect Beneficial Ownership (Instr.5)
Explanation of Responses:
| By: | Date: |
|---|---|
| /s/ Susan M. Phillips | 04/10/2003 |
| ** Signature of Reporting Person | SEC 1473 (07-02) |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 5(b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations | |
| See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
More from KROGER CO
Registration Form
2026
Apr 21
Major Shareholding Notification
2026
Mar 27
Director's Dealing
2026
Mar 3
Director's Dealing
2026
Mar 3
Director's Dealing
2026
Mar 3
Director's Dealing
2026
Mar 3
Director's Dealing
2026
Mar 3
Major Shareholding Notification
2026
Feb 10
Regulatory Filings
2026
Feb 9
Director's Dealing
2026
Jan 5