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KROGER CO — Director's Dealing 2003
Aug 8, 2003
30047_dirs_2003-08-08_8abffff5-655f-4391-be88-c84b9a956026.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: KROGER CO (KR)
CIK: 0000056873
Period of Report: 2003-08-04
Reporting Person: GRIESHABER JOSEPH A JR (Group Vice President)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 14328.7515 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-Qualified Stock Option | $10.3750 | 2006-04-17 | Common Stock (4800) | Direct | |
| Non-Qualified Stock Option | $13.4375 | 2007-05-14 | Common Stock (2400) | Direct | |
| Non-Qualified Stock Option | $22.2344 | 2008-04-15 | Common Stock (2800) | Direct | |
| Non-Qualified Stock Option | $27.1719 | 2009-05-26 | Common Stock (4800) | Direct | |
| Non-Qualified Performance Stock Option | $16.5938 | 2010-02-10 | Common Stock (4500) | Direct | |
| Non-Qualified Stock Option | $16.5938 | 2010-02-10 | Common Stock (4500) | Direct | |
| Non-Qualified Performance Stock Option | $24.4300 | 2011-05-09 | Common Stock (4500) | Direct | |
| Non-Qualified Stock Option | $24.4300 | 2011-05-09 | Common Stock (4500) | Direct | |
| Non-Qualified Performance Stock Option | $22.9950 | 2012-05-09 | Common Stock (4500) | Direct | |
| Non-Qualified Stock Option | $22.9950 | 2012-05-09 | Common Stock (4500) | Direct | |
| Non-Qualified Stock Option | $14.9250 | 2012-12-12 | Common Stock (9000) | Direct | |
| Non-Qualified Stock Option | $16.5150 | 2013-06-26 | Common Stock (2000) | Direct |
Footnotes
F1: The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans which are deemed to be 'tax-conditioned plans' pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.
F2: These options were granted under various option plans of The Kroger Co. and vest in equal annual installments in whole share amounts over a three-year period, at the rate of one-third per year commencing one year after the date of grant, with the remainder vesting three years from the date of grant.
F3: These options were granted under various option plans of The Kroger Co. and vest in equal annual installments in whole amounts over a five-year period, at the rate of 20% per year commencing one year from the date of grant.
F4: These options will vest during the first four years from the date of the grant only if the Company's stock price has achieved an 81% appreciation from the option price. Thereafter, the options vest only if the Company's stock price has achieved a minimum 16% appreciation per annum from the date of grant or 280% appreciation, whichever is less. The options vest nine years and six months after grant, if not sooner vested.
F5: These options will vest during the first four years from the date of the grant only if the Company's stock price has achieved a 78% appreciation from the option price. Thereafter, the options vest only if the Company's stock price has achieved a minimum 15% appreciation per annum from the date of grant or 208% appreciation, whichever is less. The options vest nine years and six months after grant, if not sooner vested.
F6: These options will vest during the first four years from the date of the grant only if the Company's stock price has achieved a 55% appreciation from the option price. Thereafter, the options vest only if the Company's stock price has achieved a minimum 13% appreciation per annum from the date of grant or 185% appreciation, whichever is less. The options vest nine years and six months after grant, if not sooner vested.