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KRATOS DEFENSE & SECURITY SOLUTIONS, INC. — Director's Dealing 2024
Jan 6, 2024
30409_dirs_2024-01-05_b4570f1a-32d4-460f-8870-8ad151ea44ac.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KRATOS DEFENSE & SECURITY SOLUTIONS, INC. (KTOS)
CIK: 0001069258
Period of Report: 2024-01-03
Reporting Person: Carter David M (President, DRSS Division)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-01-03 | Common Stock | M | 3000 | — | Acquired | 90974 | Direct |
| 2024-01-03 | Common Stock | F | 1608 | $18.5 | Disposed | 89366 | Direct |
| 2024-01-03 | Common Stock | M | 3000 | — | Acquired | 92366 | Direct |
| 2024-01-03 | Common Stock | F | 1608 | $18.5 | Disposed | 90758 | Direct |
| 2024-01-03 | Common Stock | M | 3000 | — | Acquired | 93758 | Direct |
| 2024-01-03 | Common Stock | F | 1615 | $18.5 | Disposed | 92143 | Direct |
| 2024-01-04 | Common Stock | M | 15000 | — | Acquired | 107143 | Direct |
| 2024-01-04 | Common Stock | F | 7245 | $18.53 | Disposed | 99898 | Direct |
| 2024-01-04 | Common Stock | M | 3000 | — | Acquired | 102898 | Direct |
| 2024-01-04 | Common Stock | F | 1434 | $18.53 | Disposed | 101464 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-01-04 | Restricted Stock Units | $ | A | 15000 | Acquired | Common Stock (15000) | Direct | |
| 2024-01-03 | Restricted Stock Units | $ | M | 3000 | Disposed | Common Stock (3000) | Direct | |
| 2024-01-03 | Restricted Stock Units | $ | M | 3000 | Disposed | Common Stock (3000) | Direct | |
| 2024-01-03 | Restricted Stock Units | $ | M | 3000 | Disposed | Common Stock (3000) | Direct | |
| 2024-01-04 | Restricted Stock Units | $ | M | 15000 | Disposed | Common Stock (15000) | Direct | |
| 2024-01-04 | Restricted Stock Units | $ | M | 3000 | Disposed | Common Stock (3000) | Direct |
Footnotes
F1: Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock.
F2: RSUs vest ratably on each of the first five anniversaries of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.
F3: RSUs were granted and previously reported on a Form 4 filed January 3, 2020, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2020 date of grant.
F4: RSUs were granted and previously reported on a Form 4 filed January 5, 2022, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2022 date of grant.
F5: RSUs were granted and previously reported on a Form 4 filed January 5, 2023, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2023 date of grant.
F6: RSUs were granted and previously reported on a Form 4 filed January 8, 2019, where 15,000 RSUs vest on the fifth anniversary of the January 4, 2019 date of grant.
F7: RSUs were granted and previously reported on a Form 4 filed January 5, 2021, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.
F8: Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.
F9: Includes 11,352 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 3,208 shares held through Issuer's 401(k).