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KRATOS DEFENSE & SECURITY SOLUTIONS, INC. — Director's Dealing 2021
Apr 1, 2021
30409_dirs_2021-03-31_35455832-9ad3-4e67-a484-b361ed280f42.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KRATOS DEFENSE & SECURITY SOLUTIONS, INC. (KTOS)
CIK: 0001069258
Period of Report: 2021-03-17
Reporting Person: Fendley Steven S. (President, US Division)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-17 | Common Stock | M | 16667 | — | Acquired | 331584 | Direct |
| 2021-03-29 | Common Stock | F | 6558 | $27.08 | Disposed | 325026 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-17 | Restricted Stock Units | $ | M | 16667 | Disposed | Common Stock (16667) | Direct |
Footnotes
F1: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.
F2: RSUs were granted and previously reported on a Form 4 filed March 19, 2020, where 50,000 RSUs vest ratably on each of the first three anniversaries of the March 17, 2020 date of grant.
F3: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with vested shares reported in this Form and released on March 29, 2021.