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KRATOS DEFENSE & SECURITY SOLUTIONS, INC. — Director's Dealing 2017
Aug 4, 2017
30409_dirs_2017-08-04_fb24629f-c373-4415-9573-9eb2c7bd3e29.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KRATOS DEFENSE & SECURITY SOLUTIONS, INC. (KTOS)
CIK: 0001069258
Period of Report: 2017-08-02
Reporting Person: Mendoza Marie (VP & General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-08-02 | Common Stock | M | 2500 | — | Acquired | 23845 | Direct |
| 2017-08-02 | Common Stock | F | 939 | $12.26 | Disposed | 22906 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-08-02 | Restricted Stock Units | $ | M | 2500 | Disposed | Common Stock (2500) | Direct |
Footnotes
F1: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.
F2: RSUs were granted and previously reported on a Form 4 filed January 5, 2017. Of these RSUs, one tranche of 2,500 shares was released on August 2, 2017.
F3: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares released as reported in this Form 4.
F4: Includes 235 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 8,678 shares held in Issuer's 401(k) Plan.