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KRATOS DEFENSE & SECURITY SOLUTIONS, INC. — Director's Dealing 2017
Jun 2, 2017
30409_dirs_2017-06-02_703c55b6-262c-4d38-ba49-5da5fc8cdc20.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KRATOS DEFENSE & SECURITY SOLUTIONS, INC. (KTOS)
CIK: 0001069258
Period of Report: 2017-05-31
Reporting Person: MILLS THOMAS E IV (President, MS Division)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-05-31 | Common Stock | M | 2000 | — | Acquired | 75332 | Direct |
| 2017-05-31 | Common Stock | F | 590 | $10.28 | Disposed | 74742 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-05-31 | Restricted Stock Units | $ | M | 2000 | Disposed | Common Stock (2000) | Direct |
Footnotes
F1: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.
F2: RSUs were granted and previously reported on a Form 4 filed January 7, 2014. Of these RSUs, 2,000 were released on May 31, 2017.
F3: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares released as reported in this Form 4.
F4: Includes 10,190 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 8,369 shares held in Issuer's 401(k) Plan.