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KRATOS DEFENSE & SECURITY SOLUTIONS, INC. — Director's Dealing 2017
Aug 4, 2017
30409_dirs_2017-08-04_e4bbe052-803d-41fc-ac05-f5eefbc8711e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KRATOS DEFENSE & SECURITY SOLUTIONS, INC. (KTOS)
CIK: 0001069258
Period of Report: 2017-08-02
Reporting Person: Carrai Phillip D (President, TTS Division)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-08-02 | Common Stock | M | 10000 | — | Acquired | 188609 | Direct |
| 2017-08-02 | Common Stock | F | 3310 | $12.26 | Disposed | 185299 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-08-02 | Restricted Stock Units | $ | M | 10000 | Disposed | Common Stock (10000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 23394 | Indirect |
Footnotes
F1: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.
F2: RSUs were granted and previously reported on a Form 4 filed January 5, 2017. Of these RSUs, one tranche of 10,000 shares was released on August 2, 2017.
F3: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares released as reported in this Form 4.
F4: Includes 18,872 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 15,394 shares held in Issuer's 401(k) Plan.